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This course can be delivered onsite or as an instructor lead course at a firm’s office. If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 7484 3987 or your usual Cordium consultant.
The FCA has tremendous draconian powers that can do untold damage to your business. So how do you combat this when things go wrong?
We hope this never happens but when it does how prepared are you? This course is specifically designed to assist Senior Management to prepare for the visit and for that worst case scenario
The course includes examples of the offences that could have an impact on your business and individuals, including the potential for personal fines, prohibition or criminal proceedings.
As the saying goes, “Forewarned is forearmed” and the cardinal rule when dealing with the regulator is never to be complacent. Prevention is often better (and in this case cheaper) than cure and that is why we are offering this training course.
Course aimed at: Senior Management; including Directors; Non-Executive Directors; Partners; CEO’s; Compliance Officers; Internal Auditors; MLRO’s and all other senior members of staff in regulated firms.
Great fraud debate,
28 Nov 2017 18:00
TISA - CASS - Seeing through Client Money Reconciliations,
30 Nov 2017 12:45
TISA - GDPR and PSD2 Data Security for Business Managers, Risk & Compliance,
07 Feb 2018 12:45
TISA - Product Management & Governance,
31 Jan 2018 09:30
Brexit and the UK Energy Sector: Implications for Market Participants,
19 Feb 2018
Cyber Security Leaders Forum,
Asia & Middle East
26 Mar 2018
ABI - Meeting regulatory expectations of value for money,
10 Dec 2017 10:30
CML annual dinner 2017,
06 Dec 2017 18:30
Understanding financial statements,
Dates available on application
The Senior Managers’ and Certification Regime for Dual regulated firms,
04 Dec 2017 13:30
TISA - AML and Financial Crime - What to do now,
31 Jan 2018 12:30