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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 7484 3987 or your usual Cordium consultant.
Course Background: From 7th March 2017, the obligation to comply with the Code of Conduct rules will be expanded to include almost all staff involved in any form of regulated activity in organisations within the scope of the Senior Managers and Certification Regime (“SMCR”).
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.
To provide delegates with:
Course aimed at: Senior Management, Certified and non-certified individuals, Risk, Compliance and Internal Audit specialists, Human Resources and Learning and Development specialists.
This course can be delivered onsite or as an instructor lead course at a firm’s office.
TISA - The Decumulation Deep Dive,
24 Nov 2017 09:00
School of Private Equity ,
13 Nov 2017 08:30
ABI - Annual Conference 2018,
27 Feb 2018 08:45
CML annual dinner 2017,
06 Dec 2017 18:30
The Mechanics of Global Financial Markets,
Dates available on application
The Senior Managers’ and Certification Regime for Dual regulated firms,
04 Dec 2017 13:30
LGBT in the Financial Services Industry Summit,
30 Oct 2017 08:15
Demystifying Derivative Instruments,
26 Oct 2017 09:30
TISA - CASS Seminar Edinburgh,
18 Oct 2017 13:00
ABI - Meeting regulatory expectations of value for money,
10 Dec 2017 10:30
ID & KYC SUMMIT US,
07 Nov 2017