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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 3141 9546 or your usual Cordium consultant.
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.
Course aimed at: Senior Management, including Directors, Non-Executive Directors and other Approved Persons; Risk, Compliance and Internal Audit specialists; Human Resources and Learning and Development specialists.
This course can also be delivered as an onsite course or as an instructor lead course at a firm’s office.
AML & KYC,
22 Mar 2018
Open Banking: What does it really mean?,
11 Apr 2018
MiFID Compliance & Reporting ,
21 Mar 2018
2nd Annual Women in Finance Summit,
22 Mar 2018
Money Laundering Reporting Officer: Writing the annual report to the Board,
27 Mar 2018 09:30
Senior Management Obligations in FCA Regulated Firms,
09 Mar 2018 09:30
Financial Crime Prevention,
05 Mar 2018 09:30
Bribery and corruption update (20 minute lunch webinar),
28 Feb 2018 12:30
Anti-Money Laundering Awareness (AML),
05 Mar 2018 13:30
ACAMS 10th Annual AML & Financial Crime Conference – Asia Pacific,
23 Apr 2018
ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference,
09 Apr 2018