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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 3141 9546 or your usual Cordium consultant.
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.
Course aimed at: Senior Management, including Directors, Non-Executive Directors and other Approved Persons; Risk, Compliance and Internal Audit specialists; Human Resources and Learning and Development specialists.
This course can also be delivered as an onsite course or as an instructor lead course at a firm’s office.
Great fraud debate,
28 Nov 2017 18:00
The Mechanics of Loan Documentation,
Dates available on application
The Senior Managers’ and Certification Regime for Dual regulated firms,
04 Dec 2017 13:30
ABI - Meeting regulatory expectations of value for money,
10 Dec 2017 10:30
Introduction to Modern Financial Markets,
02 Nov 2017
The EU Withdrawal Bill Summit,
21 Nov 2017 08:00
Demystifying Derivative Instruments,
26 Oct 2017 09:30
Recent Developments in the Market Abuse Regime 2017,
14 Nov 2017 08:30
ID & KYC SUMMIT US,
07 Nov 2017
ABI - Changing gear - adapting to autonomous vehicles,
06 Nov 2017 09:45
LGBT in the Financial Services Industry Summit,
30 Oct 2017 08:15