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230 Event(s) Ordered by

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17 Jan 2019 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


18 Jan 2019 10:00 - 12:00 - Training & Workshops
This workshop is specifically designed for human resources specialists to help them understand the regulatory expectations and responsibilities relating to their role.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


18 Jan 2019 13:00 - 15:00 - Training & Workshops
This interactive course is aimed at all staff in Certification roles. It explains how fit and proper status is determined and reviewed under SM&CR and the implications of changing roles. It also explains the COCON rules in practical terms and helps participants to understand how the Rules apply to them individually.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


22 Jan 2019 09:30 - 12:30 - Training & Workshops
This report must include an opinion as to the effectiveness of the anti-money laundering systems and controls, together with other information that the MLRO needs to bring to the attention of the governing body. This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


23 Jan 2019 09:30 - 12:30 - Training & Workshops
This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


24 Jan 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


25 Jan 2019 09:30 - 16:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


29 Jan 2019 09:30 - 12:30 - Training & Workshops
Management and Compliance are expected to ensure they keep up to date with changes in the CASS requirements and are ready to react in case of need – this obliges ALL relevant personnel to understand the contents of the CASS rulebook.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


29 Jan 2019 13:30 - 16:30 - Training & Workshops
This course emphasises the requirements and responsibilities the CF10A role has to carry as a matter of routine to meet regulatory and client expectations in the event of a disaster.

CPD: 3 Points / Price: £399.00 / Location: London, UK


30 Jan 2019 09:30 - 16:30 - Training & Workshops
This course delivers practical guidance on how to implement an AML strategy rooted in a realistic understanding of the risks of exposure to criminal proceeds and terrorism financing.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


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