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53 Event(s) Ordered by

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29 Jun 2017 09:00 - 11:30 - Conferences & Seminars
This practical and participative specialist lecture will provide an introduction to conducting internet and open source investigations and the core skills needed.

CPD: Not Stated / Price: £65.00 / Location: London, UK


30 Jun 2017 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


04 Jul 2017 08:30 - 10:00 - Conferences & Seminars
Our AGM and annual lecture is an opportunity for members and invited guests to hear about our recent achievements and plans for the future, and to network with friends and colleagues.

CPD: Not Stated / Price: £0.00 / Location: London, UK


04 Jul 2017 09:30 - 16:30 - Training & Workshops
This course delivers practical guidance on the implementation of Risk Based Customer Due Diligence (CDD). With the continuing focus by the Regulator(s) on financial crime preventing, and particularly AML, it is vital that firms are able to demonstrate a risk based approach and evidence that appropriate CDD has been competed on all customers and other business relationships. There are many cases of firms getting this wrong and being fined, so whether your firm is in the wholesale or retail markets, this course is relevant to your business. Please note that attendance at this course assumes a good knowledge of the UK AML environment.

CPD: 6 Hours / Price: £649.00 / Location: London, UK


06 Jul 2017 13:30 - 15:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting these obligations. Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

CPD: 3 Points / Price: £299.00 / Location: London, UK


14 Jul 2017 09:30 - 12:30 - Briefings & Speeches
All of this of course has implications for financial services firms. This briefing is designed to bring you up-to-date with the changes and to assist you in considering what changes you will need to make to your policies, procedures and training arrangements.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


20 Jul 2017 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London, UK


27 Jul 2017 12:00 - 13:30 - Forum
A meeting for members with a shared interest and/or expertise in promoting best practice and improving awareness of fraud risks.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


03 Aug 2017 14:00 - 17:00 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting their obligations under Regulation 21 of the Money Laundering Regulations 2007 (MLR).

CPD: 3 Points / Price: £299.00 / Location: London, UK


17 Aug 2017 09:30 - 12:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


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