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40 Event(s) Ordered by

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22 Feb 2019 09:30 - 16:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


28 Feb 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


06 Mar 2019 10:00 - 12:00 - Training & Workshops
This workshop is specifically designed for human resources specialists to help them understand the regulatory expectations and responsibilities relating to their role.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


06 Mar 2019 13:00 - 15:00 - Training & Workshops
This interactive course is aimed at all staff in Certification roles. It explains how fit and proper status is determined and reviewed under SM&CR and the implications of changing roles. It also explains the COCON rules in practical terms and helps participants to understand how the Rules apply to them individually.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


13 Mar 2019 09:30 - 12:30 - Training & Workshops
This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


19 Mar 2019 - Summit
With a keynote speech by Matthew Wagstaff, Head of Bribery and Corruption, The Serious Fraud Office, this forum will help you identify the best strategies to manage regulatory and internal investigations and will help you understand both the technical and legal requirements of multiple jurisdictions, as well as the practical concerns and investigative methods used by government regulators and criminal prosecutors.

CPD: Not Stated / Price: £645.00 / Location: London, UK


20 Mar 2019 - 21 Mar 2019 - Training & Workshops
This highly practical 2 day course conducted by financial and banking expert with over 16 years of experience will give you great exposure to the banking sector.

CPD: Not Stated / Price: £950.00 / Location: London, UK


21 Mar 2019 09:30 - 16:30 - Training & Workshops
This course is designed to explain, in a clear and practical way, what the rules are and what needs to be done to achieve and maintain compliance with them.

CPD: 6 Hours / Price: £399.00 / Location: London, UK


22 Mar 2019 09:30 - 11:30 - Training & Workshops
This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules.

CPD: 2 Points / Price: £299.00 / Location: London, UK


22 Mar 2019 12:30 - 14:30 - Summit
This concise course gives an overview of the new requirements and explores the issues which firms will need to address and resolve if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


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