Advanced Search






























45 Event(s) Ordered by

1

19 Oct 2017 08:30 - 20 Oct 2017 17:00 - Training & Workshops
The two-day course begins with a strategic briefing, highlighting not only the operational implications of IFRS 9, but also its impact on strategic planning, business model design, risk management policies and practice, and external financial reporting

CPD: 15 Hours / Price: £1899.00 / Location: London, UK


24 Oct 2017 09:30 - 14:30 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


24 Oct 2017 13:30 - 16:30 - Training & Workshops
Completion of the CMP is a yardstick that will be used by senior management and the regulator to measure the effectiveness of the compliance function. It is therefore imperative that Compliance Officers, and indeed senior managers, understand what best practice is for the development of a CMP. While the compliance function and the CMP may differ greatly from one organisation to another, this course will go through the steps that should be followed to produce a risk based CMP that will be acceptable to senior management, the Board and the regulator.

CPD: 3 Points / Price: £349.00 / Location: London, UK


27 Oct 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


01 Nov 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


02 Nov 2017 09:30 - 11:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


02 Nov 2017 08:30 - 03 Nov 2017 17:00 - Training & Workshops
Gain a unique practical insight into mitigating, reducing and avoiding eterprise-wide operational risk in financial institutions.

CPD: 15 Hours / Price: £1999.00 / Location: London, UK


07 Nov 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


07 Nov 2017 13:30 - 15:30 - Training & Workshops
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.

CPD: 2 Points / Price: £299.00 / Location: UK


09 Nov 2017 13:30 - 16:30 - Training & Workshops
This course will provide you with an understanding of what the MAR means to your firm and employees. The course focuses on the move to the new rules and the practical application of systems and controls.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


1