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24 Event(s) Ordered by

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24 Apr 2018 - Training & Workshops
This course is designed to give attendees the confidence and understanding by making sense of the regulators approach to Financial Service firms, how they believe companies should be run and what they look for. Often Financial Services firms miss the opportunities to recognise areas that cause FCA concerns, this course illustrates how to recognise and react to areas of concern before the regulator.

CPD: Not Stated / Price: £895.00 / Location: London, UK


25 Apr 2018 - 26 Apr 2018 - Training & Workshops
Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


24 May 2018 - 25 May 2018 - Conferences & Seminars
This marcus evans event will provide strategic insights from leading figures in stress testing and liquidity risk management, discerning how banks should comply most efficiently and accurately with ILAAP. Our panel of experts will define optimal practice for designing the ILAAP, identifying relevant and plausible scenarios for testing (both bank-specific and market-wide factors), and incorporating test results into an enforceable liquidity and recovery plan.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
This focused one day course is designed to equip financial services professionals with an understanding of the essential basic principles and approaches to operational risk management and how they can be applied in the day to day business environment.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Putting in place an effective operational risk framework, and getting buy-in for it throughout the business, is critical to a financial services organisation’s success and survival and to its relations with regulators. But operational risk is different in its nature and scope from other types of risk and, with that in mind, this focused two day course will examine the operational risk toolkit and offer a practical approach to implementing a successful operational risk management programme.

CPD: 12 Hours / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
The introduction of the new Approved Person categories CF10 (Compliance) and CF31 (Mortgage Advisers) has presented mortgage firms with a number of compliance, governance and administrative challenges.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
The introduction of the new Approved Person categories CF10 (Compliance) and CF31 (Mortgage Advisers) has presented mortgage firms with a number of compliance, governance and administrative challenges.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This practical course is designed for anyone who manages people and people risk, including Line Management, HR, Compliance and Risk specialists in financial services organisations.

CPD: 4.5 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This timely briefing has been designed specifically for executive and non-executive directors, Significant Influence Function holders and senior Compliance and Business managers, to keep up to date with the changing shape of regulation, assess the potential impacts on business operations and help them consider what practical steps they can take to manage these changes.

CPD: 2 Hours / Price: Price available upon application / Location: London, UK


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