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49 Event(s) Ordered by

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27 Apr 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London, UK


03 May 2017 09:30 - 16:30 - Training & Workshops
This is a very interactive one-day course, designed to provide practical guidance to individuals involved in selling investment products to consumers.

CPD: 6 Hours / Price: £649.00 / Location: London, UK


08 May 2017 - 09 May 2017 - Training & Workshops
This intensive 2 day course will equip you with the skills required to effectively evaluate companies and assets. Conducted by a former City banker the course starts with an overview of different equity valuation methods and explains fundamental framework.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


09 May 2017 - Training & Workshops
This qualification has been designed for KYC Analysts and professionals who manage risk in the Customer Due Diligence (CDD) process. The only professional qualification in practical CDD, this course will help you make sound judgements and pinpoint areas of potential risk.

CPD: No / Price: Price available upon application / Location: London, UK


09 May 2017 - Training & Workshops
The ICA Advanced Certificate in Business Compliance has been specifically designed for those working outside financial services.

CPD: 0 / Price: Price available upon application / Location: London, UK


11 May 2017 - Training & Workshops
The changing regulatory environment has resulted in a growing need for compliance professionals. The ICA Advanced Certificates in Compliance is suitable for those new to compliance or in a junior role and will help you develop a good understanding of compliance fundamentals. These courses are endorsed by the British Bankers' Association in the UK.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


15 May 2017 09:30 - 12:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


15 May 2017 - 16 May 2017 - Training & Workshops
Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


16 May 2017 - Training & Workshops
This qualification has been designed for KYC Analysts and professionals who manage risk in the Customer Due Diligence (CDD) process. The only professional qualification in practical CDD, this course will help you make sound judgements and pinpoint areas of potential risk.

CPD: No / Price: Price available upon application / Location: London, UK


16 May 2017 - Training & Workshops
The changing regulatory environment has resulted in a growing need for compliance professionals. The ICA Advanced Certificates in Compliance is suitable for those new to compliance or in a junior role and will help you develop a good understanding of compliance fundamentals. These courses are endorsed by the British Bankers' Association in the UK.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


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