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27 Event(s) Ordered by

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03 Oct 2018 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


04 Oct 2018 - Forum
This established annual forum will include a Fireside chat with the Financial Conduct Authority’s Andrew Bailey.

CPD: Not Stated / Price: £595.00 / Location: London, UK


16 Oct 2018 - Summit
The forthcoming summit, which builds on the success of the three previous summits that City & Financial has organised on the SMCR, focuses on the key issues that all regulated firms need to get to grips with, whether they are asset managers and insurers who are finalising their implementation projects prior to coming within the ambit of the SMCR, or banks that are already within scope. The summit will address the needs of senior executives in all FCA and PRA regulated firms.

CPD: Not Stated / Price: £595.00 / Location: London, UK


13 Nov 2018 08:00 - 14 Nov 2018 17:30 - Summit
Join over 100 like-minded stress testing professionals at this two-day Summit, where we will hear from more than 20 presenters and panelists as they share their insight and expertise on aligning stress testing and business needs and increasing efficiency across institutions.

CPD: 12 Hours / Price: £1499.00 / Location: London, UK


29 Nov 2018 - 30 Nov 2018 - Training & Workshops
Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


05 Dec 2018 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
This focused one day course is designed to equip financial services professionals with an understanding of the essential basic principles and approaches to operational risk management and how they can be applied in the day to day business environment.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Putting in place an effective operational risk framework, and getting buy-in for it throughout the business, is critical to a financial services organisation’s success and survival and to its relations with regulators. But operational risk is different in its nature and scope from other types of risk and, with that in mind, this focused two day course will examine the operational risk toolkit and offer a practical approach to implementing a successful operational risk management programme.

CPD: 12 Hours / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
The introduction of the new Approved Person categories CF10 (Compliance) and CF31 (Mortgage Advisers) has presented mortgage firms with a number of compliance, governance and administrative challenges.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


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