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9 Event(s) Ordered by

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27 Jun 2017 10:00 - 16:30 - Conferences & Seminars
This flagship conference, one year on from the decision for the UK to leave the EU, will explore the impact and outlook that Brexit and the upcoming negotiations will have on the insurance and long-term savings industry.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


29 Jun 2017 - Training & Workshops
This one day workshop is intended to provide staff with the appropriate knowledge and skills to set up and manage UCITS funds. The course assumes limited previous knowledge of funds. All aspects of UCITS fund management and operations are covered with particular emphasis on high risk areas in operations. The programme includes many case studies on pricing errors, investment breaches, failures of risk controls and failures of fund governance. We will also examine in more detail particular concerns of the regulators when reviewing fund managers to help you become fully aware of all the compliance requirements.

CPD: Not Stated / Price: £950.00 / Location: London, UK


29 Jun 2017 - Conferences & Seminars
This is your chance to hear from industry experts in respect of how firms can achieve compliance and their ongoing commitments. If you are a senior manager, or are responsible for ensuring your firm’s compliance with these obligations, you should attend.

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


05 Jul 2017 - Training & Workshops
This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


11 Jul 2017 - Conferences & Seminars
This seminar is aimed at marketing, compliance and business managers looking at how to implement key provisions relating to Complexity, Product Governance, including target markets, and Costs and Charges.

CPD: 3.5 Hours / Price: Price available upon application / Location: London, UK


15 Sep 2017 - Training & Workshops
During this highly practical 1 day course you will have a chance to learn about the key elements of the new regulation as well as opportunities and challenges that come with it. You will also be able to identify the relevant issues for your organisation and how EMIR can impact your business.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


20 Sep 2017 - Conferences & Seminars
This event, which is being held shortly before the consultation period on the government’s New Industrial Strategy is due to end, will bring together senior representatives from the main industrial sectors in the UK to discuss the government’s proposals in light of BREXIT and to provide feedback to the government. The exceptional panel of speakers will consider the interplay between the proposed New Industrial Strategy and the implications of BREXIT.

CPD: 6 Hours / Price: £595.00 / Location: Midlands, UK


Dates available on application - Training & Workshops
This focused half day workshop is not designed for Solvency II specialists but for managers and technical staff with a more basic awareness of Solvency II. It will take the story further, providing a deeper and broader understanding of how Solvency II, and the model based approach in particular, will affect their roles in respect of governance, management decision making and business planning. It is also an opportunity to revise the Solvency II essentials and get up to date on implementation, particularly the interim guidelines.

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused workshop will provide a detailed analysis of the UCITS Investment and Borrowing limits, including in respect of derivatives. The programme will include numerous practical examples to clarify the more challenging areas and facilitate understanding.

CPD: 3.5 Hours / Price: Price available upon application / Location: London, UK


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