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4 Event(s) Ordered by

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27 Jun 2019 - Training & Workshops
This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas requiring change and consideration for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

CPD: Not Stated / Price: £950.00 / Location: London, UK


28 Jun 2019 - Training & Workshops
MiFIR Transaction Reporting course is a one day intensive programme delivered by an expert in the regulatory reporting aimed at foundation to practitioner level. The programme is designed in accordance with ESMA guidelines and provides a deep dive review and analysis of the key elements required by the FCA and ESMA.

CPD: Not Stated / Price: £950.00 / Location: London, UK


Dates available on application - Training & Workshops
This focused half day workshop is not designed for Solvency II specialists but for managers and technical staff with a more basic awareness of Solvency II. It will take the story further, providing a deeper and broader understanding of how Solvency II, and the model based approach in particular, will affect their roles in respect of governance, management decision making and business planning. It is also an opportunity to revise the Solvency II essentials and get up to date on implementation, particularly the interim guidelines.

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused workshop will provide a detailed analysis of the UCITS Investment and Borrowing limits, including in respect of derivatives. The programme will include numerous practical examples to clarify the more challenging areas and facilitate understanding.

CPD: 3.5 Hours / Price: Price available upon application / Location: London, UK


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