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13 Event(s) Ordered by

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15 May 2017 - Training & Workshops
This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


24 May 2017 08:00 - 14:00 - Summit
This event will bring together investment firms, private banks, lawyers and technology experts to help wealth managers assess which system developments will be most beneficial in preparation for the launch of MiFID II, from data storage to client communications, and how to safeguard their firms and mitigate potential reputational damage.

CPD: 4 Points / Price: Price available upon application / Location: London, UK


08 Jun 2017 - Conferences & Seminars
This event will bring regulated firms fully up-to-speed with all the latest developments so that they can stay on track with the timetable for implementation and benchmark their progress against that of their peer group.

CPD: 6 Hours / Price: £595.00 / Location: London, UK


26 Jun 2017 - Training & Workshops
During this highly practical 1 day course you will have a chance to learn about the key elements of the new regulation as well as opportunities and challenges that come with it. You will also be able to identify the relevant issues for your organisation and how EMIR can impact your business.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


27 Jun 2017 10:00 - 16:30 - Conferences & Seminars
This flagship conference, one year on from the decision for the UK to leave the EU, will explore the impact and outlook that Brexit and the upcoming negotiations will have on the insurance and long-term savings industry.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


29 Jun 2017 - Training & Workshops
This one day workshop is intended to provide staff with the appropriate knowledge and skills to set up and manage UCITS funds. The course assumes limited previous knowledge of funds. All aspects of UCITS fund management and operations are covered with particular emphasis on high risk areas in operations. The programme includes many case studies on pricing errors, investment breaches, failures of risk controls and failures of fund governance. We will also examine in more detail particular concerns of the regulators when reviewing fund managers to help you become fully aware of all the compliance requirements.

CPD: Not Stated / Price: £950.00 / Location: London, UK


03 Jul 2017 12:30 - 16:30 - Conferences & Seminars
Now that Article 50 has been invoked and the UK has started the exit process, firms need to consider the issues that now arise and the steps they need to take to be ready for life outside the EU. This seminar is focussed on the practical issues for firms, and should help firms agree on the scope and size of their own Brexit project.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


05 Jul 2017 - Training & Workshops
This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas of changes and considerations for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


11 Jul 2017 - Conferences & Seminars
Details to follow shortly.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


15 Sep 2017 - Training & Workshops
During this highly practical 1 day course you will have a chance to learn about the key elements of the new regulation as well as opportunities and challenges that come with it. You will also be able to identify the relevant issues for your organisation and how EMIR can impact your business.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


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