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27 Event(s) Ordered by

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19 Mar 2018 - Training & Workshops
You will have a chance to explore the impact of MiFID II, assess the status of FATCA, CRS and AIFMD Reporting and look at other regulations that have recently been implemented such as: SMCR - Senior Managers Regime, SFTR - Securities Financing Transactions Regulation and GDPR. You’ll then look forward to upcoming regulations and the work you should be doing, in order to ensure full compliance in a timely manner.The programme will run through each regulation at a high level, indicating status of each and where firms should be in the process. The Tutor will focus on the practical aspects of each regulation.

CPD: Not Stated / Price: £950.00 / Location: London, UK


23 Mar 2018 - Training & Workshops
The Course Leader has been working in the derivatives industry for 28 years and regularly teaches on behalf of the world’s leading clearing houses and exchange. These institutions are vital to managing counterparty risk.

CPD: Not Stated / Price: £950.00 / Location: London, UK


28 Mar 2018 - 29 Mar 2018 - Training & Workshops
You will have a chance to gain skills necessary to facilitate day-to-day transactions and communication processes between all parties involved as well as all stages about clearing and settlement process, the role of exchanges and clearing houses, functioning of the settlements department, role of payments in the settlements. Day two focuses on the role and functioning of global custody, services provided, derivatives settlements, corporate actions and risk management. You will also learn about the latest sector's trends and changes.

CPD: Not Stated / Price: £2095.00 / Location: Asia & Middle East


23 Apr 2018 - Training & Workshops
Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

CPD: Not Stated / Price: £850.00 / Location: London, UK


25 Apr 2018 - Training & Workshops
With the significant increase in the number of firms the FCA regulate, unless you are a Pillar 1 organisation (large banking or insurance institution), far more of their regulatory and oversight work is carried out at a distance. They may be looking at your company without you knowing. The first you become aware of their interest maybe as part of a thematic review, a request for information or a Dear CEO letter. How you respond to their initial communications sets the scene for the interaction that follows.

CPD: Not Stated / Price: £950.00 / Location: London, UK


26 Apr 2018 - Training & Workshops
This 1 day course is designed for delegates who are either new to the business of bond repurchase agreements (repos) or want to refresh their knowledge. You will learn how repos are priced, settled and why they are transacted by different participants in the market, including pension funds, hedge funds, market makers and derivatives users. You will also learn about bonds and key money market operations.

CPD: Not Stated / Price: £950.00 / Location: London, UK


29 Apr 2018 - 30 Apr 2018 - Training & Workshops
The Institute of Internal Auditors defines Risk Based Internal Auditing (RBIA) as a methodology that links internal auditing to an organization’s overall risk management framework. RBIA allows internal audit to provide assurance to the board that risk management processes are managed effectively and appropriately to the risk appetite.

CPD: Not Stated / Price: £2095.00 / Location: Asia & Middle East


05 Jun 2018 - 06 Jun 2018 - Training & Workshops
This practical 2 day course will review developments and best practices within the investment management industry focusing on asset allocation and portfolio construction. Conducted by a trainer with many years of practical experience from the sector the workshop is designed to be interactive drawing on the knowledge and experiences of the trainer and participants.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


07 Jun 2018 - Training & Workshops
The Course Leader has been working in the derivatives industry for 28 years and regularly teaches on behalf of the world’s leading clearing houses and exchange. These institutions are vital to managing counterparty risk.

CPD: Not Stated / Price: £950.00 / Location: London, UK


07 Jun 2018 - 08 Jun 2018 - Training & Workshops
This 2 day practical programme for family office representatives, family members and wealth managers explores the best strategies for preserving family wealth and managing a modern family office.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


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