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7 Event(s) Ordered by

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14 Mar 2019 13:30 - 16:30 - Training & Workshops
This course will examine what “effective” really means in practice and the methods one can use to produce compliance reports that will result in changes where they are needed.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


27 Mar 2019 09:30 - 12:30 - Training & Workshops
This course will provide you with an understanding of what the MAR means to your firm and your employees. The course focuses on the rules and the practical application of systems and controls to identify and reduce the risk of market abuse.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


09 May 2019 - 10 May 2019 - Conferences & Seminars
Learn about: Principles and practices of Agile internal auditing; Strategies for auditing organizational culture; The Impact of Robotic Process Automation on Internal Auditing; Utilization of data analytics and “big data”; Issues and risks of GDPR; Raising CybersecurityAwareness

CPD: Not Stated / Price: Price available upon application / Location: Europe


05 Jun 2019 - 06 Jun 2019 - Conferences & Seminars
This course provides all the latest developments. The 2019 course features a case study on the step by step approach to a risk based audit.

CPD: 14 Points / Price: Price available upon application / Location: Europe


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

CPD: Not Stated / Price: Price available upon application / Location: Channel Islands, UK


Dates available on application - Training & Workshops
Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

CPD: Not Stated / Price: Price available upon application / Location: UK


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