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142 Event(s) Ordered by

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19 Oct 2017 09:30 - 16:30 - Training & Workshops
The course includes examples of the offences that could have an impact on your business and individuals, including the potential for personal fines, prohibition or criminal proceedings.

CPD: 6 Points / Price: £649.00 / Location: London, UK


19 Oct 2017 08:30 - 20 Oct 2017 17:00 - Training & Workshops
The two-day course begins with a strategic briefing, highlighting not only the operational implications of IFRS 9, but also its impact on strategic planning, business model design, risk management policies and practice, and external financial reporting

CPD: 15 Hours / Price: £1899.00 / Location: London, UK


24 Oct 2017 09:30 - 14:30 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


24 Oct 2017 13:30 - 16:30 - Training & Workshops
Completion of the CMP is a yardstick that will be used by senior management and the regulator to measure the effectiveness of the compliance function. It is therefore imperative that Compliance Officers, and indeed senior managers, understand what best practice is for the development of a CMP. While the compliance function and the CMP may differ greatly from one organisation to another, this course will go through the steps that should be followed to produce a risk based CMP that will be acceptable to senior management, the Board and the regulator.

CPD: 3 Points / Price: £349.00 / Location: London, UK


26 Oct 2017 09:30 - 16:30 - Training & Workshops
This course is designed to give real insight into the “post crisis” use of Derivatives and the role they play in the management of portfolios at Asset Managers and Hedge Funds alike. It is now essential to have a good understanding of how these products work. This course will allow you to understand how they are used by Managers and how the fast changing Regulatory Environment they operate in, is affecting them.

CPD: 6 Hours / Price: £649.00 / Location: London, UK


27 Oct 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


25 Oct 2017 08:30 - 27 Oct 2017 17:00 - Training & Workshops
Knowledge and skills in accounting and valuing a wide range of derivatives products. Learn the essentials of current market practice and regulation and be prepared for their effects and implications on your systems and procedures.

CPD: 22.5 Hours / Price: £2199.00 / Location: London, UK


01 Nov 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


31 Oct 2017 - 02 Nov 2017 - Training & Workshops
This highly participative 3 day programme has been designed for those new to the insurance industry or undertaking a technical role for the first time. It is designed to speedily ensure that a good basic understanding of insurance and how it works is put in place.

CPD: 18 Hours / Price: £495.00 / Location: London, UK


02 Nov 2017 - Training & Workshops
The legal responsibilities of organisations and the insurance available to protect them continue to change. This highly participative workshop concentrates on the cover provided by the various liability insurances and how they dovetail with each other. Although no specific liability insurance knowledge is required, a good level of general employers’ and public liability knowledge is recommended.

CPD: 6 Hours / Price: £150.00 / Location: North, UK


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