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98 Event(s) Ordered by

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13 Dec 2017 13:30 - 15:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


15 Dec 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


31 Jan 2018 09:30 - 17:00 - Training & Workshops
Join us for this interactive one-day course. You’ll learn how to truly place your customer at the heart of your product policies and develop the framework that allows you to prove to the FCA you did so.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


07 Feb 2018 12:45 - 16:00 - Training & Workshops
The new EU Regulation on personal data goes live in May 2018 along with other regulations affecting financial firms including the 4th Money Laundering Directive and second Payment Services Directive. Are you ready to guide your firm through implementation?

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


22 Feb 2018 09:30 - 17:30 - Training & Workshops
Join us for this informative one-day course. You’ll learn about the documentation and processes you need to safeguard your clients (and demonstrate your high standards to the regulator).

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


28 Feb 2018 09:30 - 17:00 - Training & Workshops
You need to make it easy for customers to complain. What an aggrieved customer hates more than anything is a complaints process that’s opaque, complicated and onerous. The regulator couldn’t agree more.

CPD: 6.5 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
A “public” programme designed at the request of one of the leading banks.

CPD: Not Stated / Price: Price available upon application / Location: To Be Advised


Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused briefing has been specifically designed for board Chairmen, Non-executive Directors, Company Secretaries and all those involved in supporting board level governance and performance.

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


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