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245 Event(s) Ordered by


27 Jun 2017 10:00 - 16:30 - Conferences & Seminars
This flagship conference, one year on from the decision for the UK to leave the EU, will explore the impact and outlook that Brexit and the upcoming negotiations will have on the insurance and long-term savings industry.

CPD: 6 Hours / Price: Price available upon application / Location: UK

27 Jun 2017 09:30 - 16:30 - Conferences & Seminars
Having a robust, forward-thinking and customer-focused digital strategy is fast becoming one of the most important considerations for lenders, but how can we ensure that we're getting it right and remain compliant?

CPD: No / Price: £195.00 / Location: UK

27 Jun 2017 14:00 - 17:01 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: UK

28 Jun 2017 - Conferences & Seminars
The UK Wealth Management Industry has showed its resilience in recent years, allowing it to consistently deliver record levels of assets and profits. Find out how it has fared in the last year, where the key areas of growth have been, and which business models have delivered the greatest degree of success.

CPD: 5 Hours / Price: £0.00 / Location: UK

29 Jun 2017 14:00 - 28 Jun 2017 17:00 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: UK

29 Jun 2017 - Training & Workshops
This one day workshop is intended to provide staff with the appropriate knowledge and skills to set up and manage UCITS funds. The course assumes limited previous knowledge of funds. All aspects of UCITS fund management and operations are covered with particular emphasis on high risk areas in operations. The programme includes many case studies on pricing errors, investment breaches, failures of risk controls and failures of fund governance. We will also examine in more detail particular concerns of the regulators when reviewing fund managers to help you become fully aware of all the compliance requirements.

CPD: Not Stated / Price: £950.00 / Location: UK

28 Jun 2017 - 29 Jun 2017 - Training & Workshops
This training program is designed to provide delegates with practical knowledge about the key concepts, systems, processes and procedures in international securities settlement and custodial services as well as operational risks involved. Participants will have a chance to gain skills necessary to facilitate day-to-day transactions and communication processes between all parties involved.

CPD: Not Stated / Price: Price available upon application / Location: UK

29 Jun 2017 - Conferences & Seminars
This is your chance to hear from industry experts in respect of how firms can achieve compliance and their ongoing commitments. If you are a senior manager, or are responsible for ensuring your firm’s compliance with these obligations, you should attend.

CPD: 3 Hours / Price: Price available upon application / Location: UK

29 Jun 2017 09:00 - 11:30 - Conferences & Seminars
This practical and participative specialist lecture will provide an introduction to conducting internet and open source investigations and the core skills needed.

CPD: Not Stated / Price: £65.00 / Location: UK

29 Jun 2017 18:15 - 19:30 - Conferences & Seminars
The ABI is pleased to invite members and visitors to the UK alike to International Perspectives on International Regulation, held on Thursday, 29 June following the conclusion of the first day of the International Association of Insurance Supervisors’ (IAIS) Global Seminar.

CPD: 1.5 Hours / Price: £0.00 / Location: UK