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276 Event(s) Ordered by

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27 Apr 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: UK


01 May 2017 - Training & Workshops
This is an overview of commercial “combined” insurance risks. It will review the main covers available together with typical exclusions, conditions and underwriting features to be considered. It is an interactive workshop designed for those new to, or who have 1 or 2 years experience of commercial “combined” insurance.

CPD: 6 Hours / Price: £150.00 / Location: UK


02 May 2017 09:30 - 11:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting these obligations. Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

CPD: 2 Hours / Price: £299.00 / Location: UK


15 May 2017 - 03 May 2017 - Training & Workshops
The Course Leader has been working in the derivatives industry for 28 years and regularly teaches on behalf of the world’s leading clearing houses and exchange. These institutions are vital to managing counterparty risk.

CPD: Not Stated / Price: Price available upon application / Location: UK


03 May 2017 - Training & Workshops
This course is open to anyone who is interested in pursuing a career in fraud prevention. However, the content of the programme requires students to possess: Sound educational background; Good written English skills.

CPD: No / Price: Price available upon application / Location: UK


03 May 2017 - Training & Workshops
Financial crime is a key threat for industry and regulatory authorities alike. Having knowledgeable, fully trained staff who understand the risks and how they can be managed is essential. The ICA Diplomas in Financial Crime Prevention increase awareness amongst individuals and help prevent fraud, protecting firms. These courses are endorsed by the British Bankers' Association in the UK.

CPD: Not Stated / Price: Price available upon application / Location: UK


03 May 2017 - Training & Workshops
Money laundering prevention remains high on the agenda for financial services professionals. An integrated approach to fighting the risk is needed and knowledgeable, fully trained staff are essential to that approach. The ICA Diplomas in Anti Money Laundering help individuals develop best practice initiatives and prepares them to face present and future challenges, reducing risk. These courses are endorsed by the British Bankers' Association in the UK.

CPD: Not Stated / Price: Price available upon application / Location: UK


03 May 2017 - Training & Workshops
Money laundering prevention remains high on the agenda for financial services professionals. An integrated approach to fighting the risk is needed and knowledgeable, fully trained staff are essential to that approach. The ICA Diplomas in Anti Money Laundering help individuals develop best practice initiatives and prepares them to face present and future challenges, reducing risk. These courses are endorsed by the British Bankers' Association in the UK.

CPD: Not Stated / Price: Price available upon application / Location: UK


03 May 2017 09:30 - 16:30 - Training & Workshops
This is a very interactive one-day course, designed to provide practical guidance to individuals involved in selling investment products to consumers.

CPD: 6 Hours / Price: £649.00 / Location: UK


04 May 2017 - Training & Workshops
Financial crime is a key threat for industry and regulatory authorities alike. Having knowledgeable, fully trained staff who understand the risks and how they can be managed is essential. The ICA Diplomas in Financial Crime Prevention increase awareness amongst individuals and help prevent fraud, protecting firms. These courses are endorsed by the British Bankers' Association in the UK.

CPD: Not Stated / Price: Price available upon application / Location: UK


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