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111 Event(s) Ordered by

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24 Aug 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London


25 Aug 2017 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London


30 Aug 2017 09:30 - 17:30 - Training & Workshops
This course is specifically designed to assist Senior Management to understand the role of their internal audit function and to assist them in attaining an internal audit function upon which they can rely.

CPD: 7 Points / Price: £649.00 / Location: London


05 Sep 2017 09:30 - 12:30 - Training & Workshops
This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London


05 Sep 2017 13:30 - 17:30 - Training & Workshops
The course will examine the FCA’s expectations and the relevant rules, particularly Principle 8 of The Principles for Businesses. You will also explore the implications of these rules for firms from the FCA guidance and thematic reviews.

CPD: 2 Hours / Price: £299.00 / Location: London


06 Sep 2017 - Training & Workshops
This is an introductory workshop requiring no prior knowledge of oil & gas risks and related insurances

CPD: 6 Hours / Price: £245.00 / Location: London


06 Sep 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London


06 Sep 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London


06 Sep 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London


06 Sep 2017 17:00 - 18:30 - Forum
A meeting where members with shared interest and/or expertise can discuss current trends and developments in relation to cybercrime.

CPD: Not Stated / Price: £0.00 / Location: London


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