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83 Event(s) Ordered by

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14 Dec 2018 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


19 Dec 2018 09:30 - 12:30 - Training & Workshops
Traditionally, the training of an organisation’s people has fallen to the Human Resources team creating a need for cross-functional cooperation between HR and Compliance. This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Points / Price: £349.00 / Location: London, UK


28 Jan 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: US


26 Feb 2019 - Conferences & Seminars
The ABI Annual Conference 2019 will be the standout insurance event of the year, bringing industry leaders, politicians and regulators together to debate the major issues affecting the insurance and long term savings industry.

CPD: 9 Hours / Price: Price available upon application / Location: London, UK


15 May 2019 - 16 May 2019 - Conferences & Seminars
On May 15-16, 2019 Manchester will become the hub of the UK’s insurance sector. If you’re looking to do business, extend your knowledge, make new contacts or reinforce existing relationships, then BIBA 2019 is the only place to be.

CPD: Not Stated / Price: Price available upon application / Location: North West, UK


20 May 2019 - 21 May 2019 - Conferences & Seminars
Now in its ninth year, City Week is the premier gathering of the international financial services community. It brings together policy makers and senior industry representatives from around the globe to consider together the future of financial markets and London, in particular. It consists of two days of cutting-edge conferences, seminars and networking opportunities, with other satellite events being held later during the week. Further details about this event will be available soon. To register your interest in attending this event, please email cityweekuk@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


04 Jun 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused briefing has been specifically designed for board Chairmen, Non-executive Directors, Company Secretaries and all those involved in supporting board level governance and performance.

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


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