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159 Event(s) Ordered by

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27 Jun 2017 09:30 - 16:30 - Conferences & Seminars
Having a robust, forward-thinking and customer-focused digital strategy is fast becoming one of the most important considerations for lenders, but how can we ensure that we're getting it right and remain compliant?

CPD: No / Price: £195.00 / Location: London, UK


27 Jun 2017 14:00 - 17:01 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: London, UK


29 Jun 2017 09:00 - 11:30 - Conferences & Seminars
This practical and participative specialist lecture will provide an introduction to conducting internet and open source investigations and the core skills needed.

CPD: Not Stated / Price: £65.00 / Location: London, UK


30 Jun 2017 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


04 Jul 2017 08:30 - 10:00 - Conferences & Seminars
Our AGM and annual lecture is an opportunity for members and invited guests to hear about our recent achievements and plans for the future, and to network with friends and colleagues.

CPD: Not Stated / Price: £0.00 / Location: London, UK


04 Jul 2017 10:00 - 13:00 - Training & Workshops
The FCA has identified that “…it would be helpful to promote greater awareness of competition law across the sector”. Delivered by fully qualified legal experts, this masterclass will explore the aspects of competition law that affect lenders and the mortgage market, including dealing with multiple regulators.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


04 Jul 2017 09:30 - 13:30 - Conferences & Seminars
The General Data Protection Regulation (GDPR) was formally adopted on 4 May 2016 and is set to replace most data protection legislation. This half day seminar will explore the GDPR and the practical considerations for lenders. Delegates will learn how the regulation will apply in the UK context. Notwithstanding UK’s Letter triggering Article 50 to leave the EU, the GDPR will still be relevant in the UK, it will apply from 25 May 2018.Are you ready?

CPD: No / Price: Price available upon application / Location: London, UK


04 Jul 2017 09:30 - 16:30 - Training & Workshops
This course delivers practical guidance on the implementation of Risk Based Customer Due Diligence (CDD). With the continuing focus by the Regulator(s) on financial crime preventing, and particularly AML, it is vital that firms are able to demonstrate a risk based approach and evidence that appropriate CDD has been competed on all customers and other business relationships. There are many cases of firms getting this wrong and being fined, so whether your firm is in the wholesale or retail markets, this course is relevant to your business. Please note that attendance at this course assumes a good knowledge of the UK AML environment.

CPD: 6 Hours / Price: £649.00 / Location: London, UK


05 Jul 2017 - 06 Jul 2017 - Training & Workshops
By attending the Programme delegates will be able to assess the strength of their own organisations’ governance, and identify where change and improvement is needed for their company to become more effective in creating value, resilient in times of market turbulence, and sustainable into the longer term.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


06 Jul 2017 13:30 - 15:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting these obligations. Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

CPD: 3 Points / Price: £299.00 / Location: London, UK


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