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126 Event(s) Ordered by

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19 Feb 2019 09:30 - 12:30 - Training & Workshops
The course will further attempt to provide an update on UK regulators’ latest guidance and policy statements and their impact on INEDs in addition to the obligations on all Directors under the UK Companies Act and Conduct Codes.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


19 Feb 2019 13:30 - 16:30 - Training & Workshops
This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


21 Feb 2019 09:30 - 12:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


21 Feb 2019 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


22 Feb 2019 09:30 - 16:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


27 Feb 2019 09:30 - 12:30 - Training & Workshops
This succinct course provides advice and guidance on compliance with the Statutory and Regulatory requirements relating to Politically Exposed Persons and Financial Sanctions.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


27 Feb 2019 13:30 - 16:30 - Training & Workshops
The objective of this course is to “square the circle” by explaining to employees at all levels the practical impact on them, their employer and the potential for higher penalties under the GDPR for failure to comply.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


28 Feb 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


05 Mar 2019 09:30 - 12:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting their obligations under Regulation 24 of the Money Laundering Regulations 2017 (MLR).

CPD: 3 Hours / Price: £399.00 / Location: London, UK


05 Mar 2019 13:30 - 16:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting these obligations. Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

CPD: 3 Hours / Price: £299.00 / Location: London, UK


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