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75 Event(s) Ordered by

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Compliance Officer: The Role and Responsibilities

20 Dec 2017 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK

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Money Laundering Reporting Officer: The role and responsibilities

13 Dec 2018 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London, UK

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Compliance Induction

14 Dec 2018 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK

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Training and Competence: Achieving Compliance

19 Dec 2018 09:30 - 12:30 - Training & Workshops
Traditionally, the training of an organisation’s people has fallen to the Human Resources team creating a need for cross-functional cooperation between HR and Compliance. This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Points / Price: £349.00 / Location: London, UK

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The Role of Women in Delivering the Future of the Financial Services Industry: The New York Summit

28 Jan 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: US

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ABI - Annual Conference 2019

26 Feb 2019 - Conferences & Seminars
The ABI Annual Conference 2019 will be the standout insurance event of the year, bringing industry leaders, politicians and regulators together to debate the major issues affecting the insurance and long term savings industry.

CPD: 9 Hours / Price: Price available upon application / Location: London, UK

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City Week 2019

20 May 2019 - 21 May 2019 - Conferences & Seminars
Now in its ninth year, City Week is the premier gathering of the international financial services community. It brings together policy makers and senior industry representatives from around the globe to consider together the future of financial markets and London, in particular. It consists of two days of cutting-edge conferences, seminars and networking opportunities, with other satellite events being held later during the week. Further details about this event will be available soon. To register your interest in attending this event, please email cityweekuk@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK

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The LawTech Summit

04 Jun 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK

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Conduct Risk Workshop

Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK

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Online AML Training Course

Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global

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