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90 Event(s) Ordered by

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ICA Free Global Briefing Sessions

27 Sep 2018 - Briefings & Speeches
Now is the perfect time to elevate your career to new heights. We’re hosting our free global briefing sessions, giving you the opportunity to find out why studying for an ICA qualification is more important than ever for career progression.

CPD: No / Price: £0.00 / Location: Europe

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MiFID Compliance & Reporting

02 Oct 2018 - Training & Workshops
This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas requiring change and consideration for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

CPD: Not Stated / Price: £950.00 / Location: London, UK

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Regulations & Operational Compliance for Fund Management

03 Oct 2018 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK

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The 4th Annual Culture and Conduct Forum for the Financial Services Industry

04 Oct 2018 - Forum
This established annual forum will include a Fireside chat with the Financial Conduct Authority’s Andrew Bailey.

CPD: Not Stated / Price: £595.00 / Location: London, UK

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CASS - Managing Client Money & Assets

04 Oct 2018 - Training & Workshops
This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

CPD: Not Stated / Price: £895.00 / Location: London, UK

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Senior Managers Regime

04 Oct 2018 - Training & Workshops
Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

CPD: Not Stated / Price: £875.00 / Location: London, UK

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UCITS Funds Training

04 Oct 2018 - Training & Workshops
This highly practical 1 day course covers the whole UCITS framework with a particular focus on the latest developments in UCITS funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK

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ACAMS 17th Annual AML & Financial Crime Conference

03 Oct 2018 - 05 Oct 2018 - Conferences & Seminars
This fall, join over 2,000 influential anti-financial crime professionals, regulators, law enforcement investigators and government officials for expert analysis of the changing compliance landscape—and practical strategies for mastering the complexities of this demanding new era. Will you ace the new AML? Learn how in Las Vegas at ACAMS’ 17th Annual AML & Financial Crime Conference.

CPD: Not Stated / Price: Price available upon application / Location: US

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AML & KYC

05 Oct 2018 - Training & Workshops
During this intensive 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

CPD: Not Stated / Price: £950.00 / Location: London, UK

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AML & KYC

05 Oct 2018 - Training & Workshops
During this intensive 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

CPD: Not Stated / Price: £950.00 / Location: London, UK

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