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103 Event(s) Ordered by

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18 Oct 2017 13:00 - 18 Aug 2017 16:45 - Conferences & Seminars
Back by popular demand, we are hosting a further CASS Seminar in Edinburgh.

CPD: Not Stated / Price: Price available upon application / Location: Scotland, UK


24 Aug 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


30 Aug 2017 09:30 - 17:30 - Training & Workshops
This course is specifically designed to assist Senior Management to understand the role of their internal audit function and to assist them in attaining an internal audit function upon which they can rely.

CPD: 7 Points / Price: £649.00 / Location: London, UK


05 Sep 2017 09:30 - 12:30 - Training & Workshops
This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


06 Sep 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London, UK


06 Sep 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


06 Sep 2017 17:00 - 18:30 - Forum
A meeting where members with shared interest and/or expertise can discuss current trends and developments in relation to cybercrime.

CPD: Not Stated / Price: £0.00 / Location: London, UK


07 Sep 2017 12:00 - 13:30 - Briefings & Speeches
The best way to find out more about ICA Qualifications and how they can benefit your career is by attending the ICA FREE briefing sessions.

CPD: No / Price: £0.00 / Location: UK


08 Sep 2017 09:30 - 12:30 - Training & Workshops
This succinct 2 hour course provides advice and guidance on compliance with the Statutory and Regulatory requirements relating to Politically Exposed Persons and Financial Sanctions.

CPD: 3 Points / Price: £349.00 / Location: London, UK


14 Sep 2017 12:30 - 14:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


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