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121 Event(s) Ordered by

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27 Jun 2017 14:00 - 17:01 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: London, UK


30 Jun 2017 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


03 Jul 2017 - Training & Workshops
With US FATCA legislation now published, the major focus is now on Reporting Solutions Considerations that are effective but not commercially onerous or operationally disruptive. This one day course addresses FATCA.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


04 Jul 2017 - Training & Workshops
This practical 1 day course conducted by an experienced City practitioner will give you a thorough understanding of the Common Reporting Standard reporting requirements and will help you determine the most effective ways of complying with this regulation. From identifying reportable accounts and conducting due diligence to setting up reporting framework and data management challenges. You will gain all the tools to set up and manage CRS within your organisation.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


05 Jul 2017 - 06 Jul 2017 - Training & Workshops
By attending the Programme delegates will be able to assess the strength of their own organisations’ governance, and identify where change and improvement is needed for their company to become more effective in creating value, resilient in times of market turbulence, and sustainable into the longer term.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


11 Jul 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London, UK


11 Jul 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


12 Jul 2017 - Summit
Attendees should be: Senior management of all financial institutions, including chief executives, chief information security officers, chief digital officers, chief risk officers, heads of cyber security, heads of cyber defence, heads of compliance, heads of business continuity, heads of cyber threat intelligence, heads of operational risk, heads of legal, as well as the advisory community across the sector.

CPD: 8 Hours / Price: Price available upon application / Location: London, UK


12 Jul 2017 09:30 - 12:30 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: London, UK


14 Jul 2017 09:30 - 12:30 - Briefings & Speeches
All of this of course has implications for financial services firms. This briefing is designed to bring you up-to-date with the changes and to assist you in considering what changes you will need to make to your policies, procedures and training arrangements.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


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