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66 Event(s) Ordered by

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14 Dec 2018 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


28 Jan 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: US


20 May 2019 - 21 May 2019 - Conferences & Seminars
Now in its ninth year, City Week is the premier gathering of the international financial services community. It brings together policy makers and senior industry representatives from around the globe to consider together the future of financial markets and London, in particular. It consists of two days of cutting-edge conferences, seminars and networking opportunities, with other satellite events being held later during the week. Further details about this event will be available soon. To register your interest in attending this event, please email cityweekuk@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


04 Jun 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Those new to financial services will probably be working to a structured programme as part of your firms’ T&C policy and so will know your companies requirements to do your job. The examination training we offer covers operational as well as client facing roles. There may also be existing professionals who are working towards the QCA level 4 status through the requirements of the RDR. In both cases through work or other commitments you do not have the opportunity or the inclination to do this through self study alone.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Putting in place an effective operational risk framework, and getting buy-in for it throughout the business, is critical to a financial services organisation’s success and survival and to its relations with regulators. But operational risk is different in its nature and scope from other types of risk and, with that in mind, this focused two day course will examine the operational risk toolkit and offer a practical approach to implementing a successful operational risk management programme.

CPD: 12 Hours / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
This timely briefing has been designed specifically for executive and non-executive directors, Significant Influence Function holders and senior Compliance and Business managers, to keep up to date with the changing shape of regulation, assess the potential impacts on business operations and help them consider what practical steps they can take to manage these changes.

CPD: 2 Hours / Price: Price available upon application / Location: London, UK


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