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134 Event(s) Ordered by

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27 Jun 2017 14:00 - 17:01 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: London, UK


29 Jun 2017 09:00 - 11:30 - Conferences & Seminars
This practical and participative specialist lecture will provide an introduction to conducting internet and open source investigations and the core skills needed.

CPD: Not Stated / Price: £65.00 / Location: London, UK


30 Jun 2017 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


04 Jul 2017 08:30 - 10:00 - Conferences & Seminars
Our AGM and annual lecture is an opportunity for members and invited guests to hear about our recent achievements and plans for the future, and to network with friends and colleagues.

CPD: Not Stated / Price: £0.00 / Location: London, UK


04 Jul 2017 09:30 - 16:30 - Training & Workshops
This course delivers practical guidance on the implementation of Risk Based Customer Due Diligence (CDD). With the continuing focus by the Regulator(s) on financial crime preventing, and particularly AML, it is vital that firms are able to demonstrate a risk based approach and evidence that appropriate CDD has been competed on all customers and other business relationships. There are many cases of firms getting this wrong and being fined, so whether your firm is in the wholesale or retail markets, this course is relevant to your business. Please note that attendance at this course assumes a good knowledge of the UK AML environment.

CPD: 6 Hours / Price: £649.00 / Location: London, UK


05 Jul 2017 - 06 Jul 2017 - Training & Workshops
By attending the Programme delegates will be able to assess the strength of their own organisations’ governance, and identify where change and improvement is needed for their company to become more effective in creating value, resilient in times of market turbulence, and sustainable into the longer term.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


11 Jul 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London, UK


11 Jul 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


12 Jul 2017 - Summit
Attendees should be: Senior management of all financial institutions, including chief executives, chief information security officers, chief digital officers, chief risk officers, heads of cyber security, heads of cyber defence, heads of compliance, heads of business continuity, heads of cyber threat intelligence, heads of operational risk, heads of legal, as well as the advisory community across the sector.

CPD: 8 Hours / Price: Price available upon application / Location: London, UK


12 Jul 2017 09:30 - 12:30 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: London, UK


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