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109 Event(s) Ordered by

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18 Oct 2017 13:00 - 16:45 - Conferences & Seminars
Back by popular demand, we are hosting a further CASS Seminar in Edinburgh.

CPD: 3 Hours / Price: Price available upon application / Location: Scotland, UK


18 Oct 2017 17:00 - 18:30 - Forum
Meeting of members and guests with shared interest and/or expertise in issues relating to the investigation process, criminal and civil procedures, asset recovery and insolvency, arbitration and mediation.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


19 Oct 2017 09:30 - 16:30 - Training & Workshops
The course includes examples of the offences that could have an impact on your business and individuals, including the potential for personal fines, prohibition or criminal proceedings.

CPD: 6 Points / Price: £649.00 / Location: London, UK


19 Oct 2017 08:30 - 20 Oct 2017 17:00 - Training & Workshops
The two-day course begins with a strategic briefing, highlighting not only the operational implications of IFRS 9, but also its impact on strategic planning, business model design, risk management policies and practice, and external financial reporting

CPD: 15 Hours / Price: £1899.00 / Location: London, UK


24 Oct 2017 13:30 - 16:30 - Training & Workshops
Completion of the CMP is a yardstick that will be used by senior management and the regulator to measure the effectiveness of the compliance function. It is therefore imperative that Compliance Officers, and indeed senior managers, understand what best practice is for the development of a CMP. While the compliance function and the CMP may differ greatly from one organisation to another, this course will go through the steps that should be followed to produce a risk based CMP that will be acceptable to senior management, the Board and the regulator.

CPD: 3 Points / Price: £349.00 / Location: London, UK


27 Oct 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


30 Oct 2017 08:15 - 17:30 - Conferences & Seminars
This exclusive event will focus on the LGBT community and the vital role that is plays in the success of financial services in the UK. The importance of LGBT issues has been much in the media recently, most recently with the Government’s proposed LGBT legislation, promised for this autumn. This highly topical conference will offer financial institutions a diverse and well-informed dialogue with industry leaders and government officials.

CPD: Not Stated / Price: £475.00 / Location: London, UK


31 Oct 2017 17:30 - 19:00 - Forum
Representatives from the Police Foundation and Perpetuity Research will update members on their current research on the current response to fraud, to understand the roles of relevant local agencies, and their relationships, and to provide recommendations for improving the response. The research will consider the perpetrators and victims of fraud, and how to protect the public. The meeting will be chaired by Oliver Shaw.

CPD: No / Price: £0.00 / Location: London, UK


01 Nov 2017 08:00 - 16:30 - Conferences & Seminars
This timely and highly-topical conference will enable attendees to understand how to make their robo-advice operations grow and become profitable, both in the UK market and in the international arena. Its interactive format will offer you an opportunity to participate in a diverse and well-informed dialogue between the UK regulator and financial services c-suite representatives.

CPD: Not Stated / Price: £595.00 / Location: London, UK


01 Nov 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


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