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69 Event(s) Ordered by

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20 Dec 2017 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK


13 Dec 2018 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London, UK


14 Dec 2018 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


28 Jan 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: US


20 May 2019 - 21 May 2019 - Conferences & Seminars
Now in its ninth year, City Week is the premier gathering of the international financial services community. It brings together policy makers and senior industry representatives from around the globe to consider together the future of financial markets and London, in particular. It consists of two days of cutting-edge conferences, seminars and networking opportunities, with other satellite events being held later during the week. Further details about this event will be available soon. To register your interest in attending this event, please email cityweekuk@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


04 Jun 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global


Dates available on application - Training & Workshops
Those new to financial services will probably be working to a structured programme as part of your firms’ T&C policy and so will know your companies requirements to do your job. The examination training we offer covers operational as well as client facing roles. There may also be existing professionals who are working towards the QCA level 4 status through the requirements of the RDR. In both cases through work or other commitments you do not have the opportunity or the inclination to do this through self study alone.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused one day course is designed to equip financial services professionals with an understanding of the essential basic principles and approaches to operational risk management and how they can be applied in the day to day business environment.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
The PO5 Insurance Law exam is generally recognised as the stiffest challenge facing students of the CII Diploma in Insurance. The sheer volume and complexity of the study material can prove daunting to even the strongest candidates, and the pass rate is accordingly low compared to other units in the diploma.

CPD: 12 Hours / Price: Price available upon application / Location: To Be Advised


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