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124 Event(s) Ordered by

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29 Jun 2017 14:00 - 28 Jun 2017 17:00 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


28 Jun 2017 - 29 Jun 2017 - Training & Workshops
This training program is designed to provide delegates with practical knowledge about the key concepts, systems, processes and procedures in international securities settlement and custodial services as well as operational risks involved. Participants will have a chance to gain skills necessary to facilitate day-to-day transactions and communication processes between all parties involved.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


30 Jun 2017 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


04 Jul 2017 - Training & Workshops
This practical 1 day course conducted by an experienced City practitioner will give you a thorough understanding of the Common Reporting Standard reporting requirements and will help you determine the most effective ways of complying with this regulation. From identifying reportable accounts and conducting due diligence to setting up reporting framework and data management challenges. You will gain all the tools to set up and manage CRS within your organisation.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


11 Jul 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London, UK


11 Jul 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


12 Jul 2017 - Summit
Attendees should be: Senior management of all financial institutions, including chief executives, chief information security officers, chief digital officers, chief risk officers, heads of cyber security, heads of cyber defence, heads of compliance, heads of business continuity, heads of cyber threat intelligence, heads of operational risk, heads of legal, as well as the advisory community across the sector.

CPD: 8 Hours / Price: Price available upon application / Location: London, UK


14 Jul 2017 09:30 - 12:30 - Briefings & Speeches
All of this of course has implications for financial services firms. This briefing is designed to bring you up-to-date with the changes and to assist you in considering what changes you will need to make to your policies, procedures and training arrangements.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


18 Jul 2017 12:30 - 14:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


19 Jul 2017 13:30 - 16:30 - Training & Workshops
This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


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