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84 Event(s) Ordered by

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13 Dec 2017 13:30 - 15:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


15 Dec 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


31 Jan 2018 12:30 - 31 Dec 2017 16:30 - Conferences & Seminars
Anti-Money Laundering (AML) regulations and the threat of financial crime present major challenges for the financial services industry to achieve effective implementation and ensure ongoing compliance. There are important questions the industry needs to address to protect their firms and protect their customers - What do we need to do? How do we do it? How can we achieve and demonstrate compliance? At this timely seminar, attendees will hear from industry leaders on how they approach and tackle these problems from a practical view point.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


31 Jan 2018 - Summit
Building on the success of the inaugural summit, which was held at Guildhall last October and attracted some 440 c-suite delegates from across the financial services industry, this summit in January will provide a thorough analysis of the situation facing the financial services industry as at the start of 2018.

CPD: Not Stated / Price: £595.00 / Location: London, UK


31 Jan 2018 09:30 - 17:00 - Training & Workshops
Join us for this interactive one-day course. You’ll learn how to truly place your customer at the heart of your product policies and develop the framework that allows you to prove to the FCA you did so.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


05 Feb 2018 09:00 - 16:30 - Conferences & Seminars
This full day event focussing solely on the ISA will provide the current view from both HM Treasury and the industry on their experiences of the recent ISA changes. Attendees will learn what customers and statistics are telling the industry alongside key developments in ISAs over the last 18 years in both structure and service delivery improvements, and where next for the ISA.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


07 Feb 2018 12:45 - 16:00 - Training & Workshops
The new EU Regulation on personal data goes live in May 2018 along with other regulations affecting financial firms including the 4th Money Laundering Directive and second Payment Services Directive. Are you ready to guide your firm through implementation?

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


21 Feb 2018 - Summit
As the advice gap continues to widen, as regulatory pressures increase, and as automated solutions become more sophisticated, digital advice is moving into the mainstream. To remain relevant in the changing landscape, most large financial institutions are now taking a view on the role of digital advice in their strategy. Finance Edge’s summit will bring together global perspectives on building a digital advice proposition and ensuring it yields long-term benefits, both for your firm and for the public.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


22 Feb 2018 - Conferences & Seminars
This one-day course is delivered by the Fraud Advisory Panel on behalf of the Chartered Institute of Internal Auditors. The facilitator is Martin Robinson.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


28 Feb 2018 12:30 - 12:50 - Webinar
This webinar will be provided by Patrick Rappo, partner, Steptoe & Johnson

CPD: Not Stated / Price: Price available upon application / Location: UK, Europe


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