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87 Event(s) Ordered by


23 Apr 2018 - Training & Workshops
Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

CPD: Not Stated / Price: £850.00 / Location: London, UK

23 Apr 2018 - 24 Apr 2018 - Conferences & Seminars
We are honored to be bringing ACAMS 10th Annual APAC Conference back to Hong Kong for this major milestone. Our ability to share our tenth AML & Financial Crime Conference with you is a testament to the hard work and dedication to learning and knowledge-sharing by our task force, speakers, sponsor, exhibitors and our valued attendees. After a decade of bringing together compliance professionals, regulators and senior executives from across the region, we continue to adapt our program to address the changing AML and Financial Crime landscape.

CPD: Not Stated / Price: Price available upon application / Location: US

23 Apr 2018 - 24 Apr 2018 - Forum
Further details about this event will be available soon.

CPD: Not Stated / Price: Price available upon application / Location: London, UK

24 Apr 2018 - Training & Workshops
This course is designed to give attendees the confidence and understanding by making sense of the regulators approach to Financial Service firms, how they believe companies should be run and what they look for. Often Financial Services firms miss the opportunities to recognise areas that cause FCA concerns, this course illustrates how to recognise and react to areas of concern before the regulator.

CPD: Not Stated / Price: £895.00 / Location: London, UK

23 Apr 2018 - 24 Apr 2018 - Training & Workshops
How ready is your company? To what extent can you demonstrate the answers to these questions? Non-compliance could mean potential fines of 4% of the previous year’s global turnover or €20 million, depending on the severity of the breach and the deemed offence “tier”.

CPD: Not Stated / Price: £995.00 / Location: London, UK

25 Apr 2018 - Training & Workshops
With the significant increase in the number of firms the FCA regulate, unless you are a Pillar 1 organisation (large banking or insurance institution), far more of their regulatory and oversight work is carried out at a distance. They may be looking at your company without you knowing. The first you become aware of their interest maybe as part of a thematic review, a request for information or a Dear CEO letter. How you respond to their initial communications sets the scene for the interaction that follows.

CPD: Not Stated / Price: £950.00 / Location: London, UK

25 Apr 2018 - 26 Apr 2018 - Training & Workshops
Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.

CPD: Not Stated / Price: £2095.00 / Location: London, UK

29 Apr 2018 - 30 Apr 2018 - Training & Workshops
The Institute of Internal Auditors defines Risk Based Internal Auditing (RBIA) as a methodology that links internal auditing to an organization’s overall risk management framework. RBIA allows internal audit to provide assurance to the board that risk management processes are managed effectively and appropriately to the risk appetite.

CPD: Not Stated / Price: £2095.00 / Location: Asia & Middle East

01 May 2018 - 02 May 2018 - Training & Workshops
This intensive 2 day course has been tailored for professionals in banking, commerce and trade and industry who need to gain a closer understanding of International Trade Finance.

CPD: Not Stated / Price: £1995.00 / Location: Asia & Middle East

10 May 2018 - Forum
The forum will address the challenges financial institutions are facing in developing the appropriate skill sets at all levels of the business and the capability to be able to delivery safe and secure operations whilst integrating RegTech solutions. The biggest technology challenge for financial firms this year is the need to upgrade legacy systems, with their attendant cyber resilience and technology risks, whilst implementing and embedding massive regulatory rulebook changes. On the plus side, the deployment of RegTech is expected to lead to improvements in efficiency and productivity, regulatory compliance and fraud prevention, cost cutting and performance flexibility. 

CPD: Not Stated / Price: £595.00 / Location: London, UK